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Select Committee Report - LA Enforcement Consistency
192. The Committee received evidence of inconsistency of enforcement across local authorities. A report by Unison and the Centre for Corporate Accountability, based on data for 1999/2000, found ‘huge variation between local authorities in levels of inspection, investigations, in enforcement notices and in the numbers of health and safety inspectors.’ The LGA argued that there were mistakes in this report. The Centre for Corporate Accountability provided details of four errors in the detail of the report but told us that, overall, its accuracy had been accepted by HSE.
193. Both CoSLA and LGA were concerned that the narrow focus on the number of inspections done did not reflect other activities carried out by local authorities, such as provision of advice to businesses. They also questioned the link between the number of inspections and improved health and safety outcomes. In oral evidence, CoSLA said that ‘we do not have too much evidence at the moment of what interventions work’ and pointed to ongoing work to develop a ‘more meaningful performance indicator.’ The question of whether the impact of enforcement in the local authority sector is the same as in the HSE sector was identified as an issue in the recent literature review on interventions to improve compliance. In the meantime, however, it would appear sensible to use the extensive research evidence on the effectiveness of HSE interventions.
194 . CoSLA considered the current level resourcing of HSE monitoring of local authority enforcement activity to be insufficient, with HSE ‘only doing selected and obviously failing local authorities.’ The Centre for Corporate Accountability told us that HSE uses one person to audit local authorities compared to over 40 employed by the Food Standards Agency. CoSLA also attributed the Food Standards Agency (FSA)’s comparative success as being due to its having kept food safety and hygiene high on the public agenda, having posed a number of strict targets, and having taken a much stronger line on informing councils of their duties under the Food Safety Act.
195 Section 12 of the Food Standards Act 1999, states that the FSA has the ‘function of monitoring the performance of enforcement authorities’, including by setting standards. The FSA has the power to report on the performance of any enforcement authority and to include guidance on actions to improve performance. It may direct the authority to publish this report and notify the FSA of the action it has taken in response.
196. Section 45 of the Health and Safety at Work Act allows the HSC, where it is of the opinion that an investigation should be made into whether a local authority has failed to perform its enforcement functions, to make a report to the Secretary of State. The Secretary of State may direct that a local inquiry should be held to consider this. Where an authority is subsequently found to be in default, an order may be made requiring the local authority to perform certain functions. Where it fails to do so, performance of enforcement functions may be taken over by HSE. This procedure looks unwieldy compared with that available to the Food Standards Agency, and it is not clear that it has ever been used.
197. At the moment, the system of auditing is a peer review system which reports back to HSE. CoSLA told us that most local authorities in Scotland would prefer to have a third party auditing system, but that this system should apply to HSE in the same way as to local authorities. The LGA argued that peer review was the best way of auditing local authorities. However, it felt that the performance of both HSE and local authorities should be analysed by HSC.
198. The Committee recommends that HSE undertakes and publishes by 1 October 2005 a thorough audit of the performance of local authorities. The Committee further recommends that additional powers should be made available to allow HSC/E to take actions against any local authority manifestly failing in its duty of enforcing health and safety regulations.

 

 

Home -> Research & Briefings -> Government and Regulatory Bodies -> The Health and Safety Executive-> 1999 Select Committee Inquiry into the Work of the Health and Safety Executive
Page last updated on July 24, 2004