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STATISTICAL AUDIT OF THE HSE
Investigations into Dangerous Occurrences

Certain sorts of incidents – whether they cause an injury or not – are defined as ‘dangerous occurrences’ (see Box). These dangerous occurrences fall into two different categories – those that result in death and injury and those that do not. In order to avoid ‘double counting’, this section only contains information on the latter category.

Table 30 shows that the level of investigation into dangerous occurrences is higher than investigation levels into major injuries – 31% compared to 19% in 2000/1. However, when one considers the relatively low numbers of reports of dangerous occurrences, and the fact that the reports must be a strong indication of unsafe workplaces, it is surprising that 70% of dangerous occurrences remain uninvestigated. Further, whilst at first glance it appears that there has been some – albeit relatively small – increase in investigation rates over the five year period, it is in fact clear that there was an increase only in the last year under examination, 1999/2000 to 2000/20001; upto to 1999/2000, the investigation rate had remained more or less constant.

Table 30
Total numbers of Reported and Investigated Dangerous Occurrences to Workers (1996/7 – 2000/01)

Nos Rep Nos Inv % Inv
1996/7 3,593 925 26%
1997/8 3998 973 24%
1998/9 4,051 927 23%
1999/00 4,194 1,077 26%
2000/01 3,778 1,185 31%

Table 31 looks at the levels of investigation in different industries. Considering that these incidents are all ‘dangerous’, there is a surprising level of inconsistency: in 1996/7, from 40% in Agriculture to 20% in the Service Sector, and in 2000/01, from 47% in Agriculture to 17% in the Energy/Extractive industries. Two notable changes have taken place in the five years. The rate of investigation in the Service sector rose dramatically from 19.8% in 1996/7 to 35.4% in 2000/01 even though there were 99 more reported incidents in 2000/01 than five years earlier. At the same time, however, the number of dangerous occurrences investigated in the Energy/Extractive industries declined in this period by over 7% even though the same number of dangerous occurrences were reported.

Table 31
Numbers of Reported and Investigated Dangerous Occurrences by Industry, 1996/7 – 2000/01

1996/7
2000/01
Nos Rep
Nos Inv
% Inv
Nos Rep
Nos Inv
% Inv
Agriculture
53
21
39.60%
60
28
46.70%
Manufacturing
1,419
430
30.30%
1,072
381
35.50%
Construction
778
192
24.70%
1,208
342
28.30%
Extractive/Energy
395
97
24.60%
394
67
17.00%
Service Sector
948
185
19.80%
1,035
366
35.40%

Table 32 considers the level of investigation in different HSE areas in 2000/01. This ranged from 54% in the Marches to 18% in Scotland East. Although Scotland East had the highest number of reports – almost double the number in the Marches – it still investigated fewer dangerous occurrences than the Marches. It is also notable that the South East had even fewer reports than the Marches and investigated 50 fewer dangerous occurrences.

Table 32
Numbers of Reported and Investigated Dangerous Occurrences by Area (2000/01)

Nos Rep Nos Inv % Inv
Marches 157 84 53.50%
North East 170 88 51.80%
N & W Yorkshire 170 85 50.00%
South Yorkshire 169 78 46.20%
Merseyside 171 67 39.20%
West Midlands 131 49 37.40%
East Midlands 147 50 34.00%
Scotland West 221 73 33.00%
South 216 69 31.90%
Greater Manchester 152 49 32.20%
North West 131 40 30.50%
Wales 237 71 30.00%
South West 328 89 27.10%
East Anglia 175 43 24.60%
N/thn Home Counties 170 43 25.30%
North Midlands 242 56 23.10%
South East 154 31 20.10%
Greater London 328 65 19.80%
Scotland East 309 55 17.80%

Table 33 looks at the level of investigation of different ‘types’ of dangerous occurrences in 2000/01. Apart from incidents involving the ‘movement of quarry tips’, only half or less of the reported injuries in all the other categories of dangerous incidents were investigated. It is particularly notable that 73 out of 128 ‘building collapses’, 146 of 224 ‘plant fire and explosions’, and 179 out of 230 ‘flammable liquid releases’ were not investigated.

Table 33
Numbers of Reported and Investigated Dangerous Occurrences by ‘Type’ (2000/01)

Nos Rep Nos Inv % Inv
Marches 157 84 53.50%
North East 170 88 51.80%
N & W Yorkshire 170 85 50.00%
South Yorkshire 169 78 46.20%
Merseyside 171 67 39.20%
West Midlands 131 49 37.40%
East Midlands 147 50 34.00%
Scotland West 221 73 33.00%
South 216 69 31.90%
Greater Manchester 152 49 32.20%
North West 131 40 30.50%
Wales 237 71 30.00%
South West 328 89 27.10%
East Anglia 175 43 24.60%
N/thn Home Counties 170 43 25.30%
North Midlands 242 56 23.10%
South East 154 31 20.10%
Greater London 328 65 19.80%
Scotland East 309 55 17.80%


Table 34 compares 14 of the 29 types of dangerous occurrences in different industries in 2000/01. It is notable that there are some wide divergences. For example, both the Agricultural sector and the Extractive industry sector had 28 reports of ‘Contact of Machine with electricity’ and whilst 19 of the 28 were investigated in one sector (Agriculture), none were investigated in the other (Enregy/Extractive sector).

Table 34
Numbers of Reported and Investigated Dangerous Industries by Industry, (2000/01)

Agriculture
Construction
Manufacturing
Energy/Extractive
Service Sector
 
Nos Rep
Nos Inv
% Inv
Nos Rep
Nos Inv
% Inv
Nos Rep
Nos Inv
% Inv
Nos Rep
Nos Inv
% Inv
Nos Rep
Nos Inv
% Inv
Failure of Lifting Machinery
14
3
21%
230
83
36%
454
170
37%
43
7
16%
203
89
44%
Failure of Closed Vessel
0
0
-
13
4
31%
80
28
35%
14
4
29%
44
19
43%
Failure of Freight Container
0
0
-
2
1
50%
12
4
33%
2
0
0%
10
2
20%
Contact of Machine with Electricity
28
19
68%
197
52
27%
20
6
30%
28
0
0%
46
21
46%
Fire from short circuit
3
1
33%
129
31
24%
72
22
30%
50
8
16%
74
23
31%
Incident from Explosives
0
0
-
2
0
0%
15
6
40%
28
9
32%
10
2
20%
Release of Biological Agent
0
0
-
14
7
50%
12
2
16%
5
0
0%
95
29
31%
Radiation Equipment Failure
0
0
-
2
0
0%
4
2
50%
10
0
0%
99
46
47%
Scaffold Collapse
0
0
-
48
19
40%
3
0
0%
0
0
-
9
0
0%
Failure of Pipeline
0
0
-
277
52
19%
26
8
31%
77
3
4%
39
8
21%
Building Collapse
0
0
-
62
33
53%
30
8
27%
3
0
0%
33
14
42%
Plant Explosion/fire
3
1
33%
16
3
19%
126
55
44%
17
4
24%
59
15
26%
Flammable Liquid Release
2
0
0%
97
21
22%
59
21
36%
39
2
5%
33
7
21%
Dangerous Substance
7
4
57%
103
32
31%
138
40
29%
25
6
24%
227
71
3%

Table 32 above showed that whilst in the Marches, FOD inspectors investigated 84 out of 157 reports (54%), in Scotland East they inspected only 55 out of 309 (18%) reports. Table 35 examines these two areas in further detail to determine which types of dangerous occurrences in these two areas were not investigated. It is interesting that, for example, in Marches 11 out of 17 reports of ‘Machinery making contact with electricity’ were investigated, whilst in Scotland East only 3 out of 40 of these incidents were investigated. And whilst Marches investigated 9 out to 19 reports of ‘ire or explosions from short circuit’, Scotland East only investigated 5 out of 23. There was one report of a scaffold collapse in Scotland East but this was not investigated.

Table 35
Numbers of Reported and Investigated Dangerous Occurrences in Marches and in Scotland East (2000/01)

Marches
Scotland
Nos Rep
Nos Inv
% Inv
Nos Rep
Nos Inv
% Inv
Failure of Lifting Machinery
41
27
66%
72
15
21%
Failure of Closed Vessel
5
3
60%
13
4
31%
Contact of Machine with Electricity
17
11
65%
40
3
8%
Fire or Explosion from short circuit
19
9
47%
23
5
22%
Incident from use of Explosives
1
1
100%
5
0
0%
Release of Biological Agent
1
1
100%
3
0
0%
Failure of Breathing Apparatus
5
4
80%
9
5
56%
Failure of Pipeline
12
6
50%
62
4
7%
Building Collapse
3
2
67%
7
2
29%
Explosion Blast resulting in Injury
16
4
25%
18
4
22%
Flammable Liquid Release
5
1
20%
17
3
18%
Dangerous Substance
27
15
56%
33
9
27%

 

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Page last updated on November 22, 2003