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Research & Briefings
Excerpt on HSC's Enforcement Policy from the CCA Evidence to the Select Committee Inquiry relating to the Work of the Health and Safety Executive

23. Breaching its own Enforcement policy: It appears that the HSE is failing to prosecute companies in relation to major injuries despite sufficient evidence. The HSE's own enforcement policy states that prosecution will be considered when there is, inter alia, "judged to have been potential for considerable harm arising from breach".
24. The policy also states that the decision to prosecute "must also take account of the criteria set down in the Code of Crown Prosecutors, and in Scotland by the Procurator Fiscal." The English/Welsh Code states that there are two stages in the decision to prosecute. First, the "evidential test", and if this is passed the "public interest test". In relation to the public interest test, the Code states that "in cases of any seriousness, a prosecution will usually take place unless there are public interest factors tending against prosecution which clearly outweigh those tending in favour" (italics added).
25. The 10% prosecution rate in relation to major injury appears to be in breach of HSE's own policy and the Code of Crown Prosecutors. The second limb of HSE's policy - "potential for considerable harm arising from breach" - will have definitely existed in that "considerable harm" has in fact been caused, and so whenever sufficient evidence of a breach has been discovered, prosecution should take place. And in relation to the Code of Crown Prosecutors, it is difficult to see what public interest arguments could be made out for not prosecuting whenever the evidence test is satisfied - a test probably satisfied in at least 40% of the cases.

To download Select Committee Evidence in Full

Home -> Research & Briefings -> HSE and LA -> The HSC's "Enforcement Policy Statement
Page last updated on June 9, 2003