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Improvement Notices
Back to Main Page on Enforcement Notices

Improvement notices are concerned with requiring a duty holder to make certain specified changes to the workplace within a specified period of time.

Section 21 of the Health and Safety at Work Act states that:

"If an inspector is of the opinion that a person
(a) is contravening one or more of the relevant statutory provisions; or
(b) has contravened one or more of those provisions in circumstances that make it likely that the contravention will continue or be repeated,
he may serve on him a notice (in this Part referred to as "an improvement notice") stating that he is of that opinion, specifying the provision or provisions as to which he is of that opinion, giving particulars of the reasons why he is of that opinion, and requiring that person to remedy the contravention or, as the case may be, the matters occasioning it within such period (ending not earlier than the period within which an appeal against the notice can be brought under section 24) as may be specified in the notice. "


HSE's Enforcement Guide states that:

"An improvement notice should be used in situations which can be remedied within the period specified. They cannot be used to require an obligation which has no attainable end, e.g. a notice might require the provision of a guard but cannot require that it be maintained in good condition. A notice can properly require that, by a given date, there should be in place a system for maintenance, as this is a requirement to remedy the matters that led to the breach.

When notices concerning "systems" are served there should, as with the serving of all notices whenever possible, be a discussion with the duty holder as to steps to be taken to comply and an effort to resolve points of difference."

It should be noted that the circumstances that require an improvement notice to be imposed, are the same ones that could result in a prosecution. It is therefore important that an inspector determines whether or not an improvement not

 

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Page last updated on April 12, 2004