Paragraph
20 of HSC's Enforcement Policy Statement says:
When
inspectors issue improvement or prohibition notices;
withdraw approvals; vary licence conditions or exemptions;
issue formal cautions; or prosecute; enforcing authorities
should ensure that a senior officer of the duty
holder concerned, at board level, is also notified.
However,
HSE's Enforcement Guide states tells inspectors that
this requirement only applies in certain limited circumstances.
It states that
Where
there is a history of non-compliance, or extensive
resources are required to comply with a notice,
you should ensure that a copy is brought to the
attention of an appropriate senior manager or director.
In the event of non-compliance this may assist in
a prosecution of that person under section 37 of
the HSWA.
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